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Sovereign state

A sovereign state (commonly simply referred to as a state) is a political association with effective internal and external sovereignty over a geographic area and population which is not dependent on, or subject to any other power or state. While in abstract terms a sovereign state can exist without being recognised by other sovereign states, unrecognised states will often find it hard to exercise full treaty-making powers and engage in diplomatic relations with other sovereign states. For a list of all 203 states, see the List of sovereign states page.

Definition

There is no definition that is binding on all the members of the community of nations on the criteria for statehood. In actual practice, the criteria are mainly political, not legal. L.C. Green cited the recognition of the unborn Polish and Czech states in World War I and explained that "recognition of statehood is a matter of discretion, it is open to any existing state to accept as a state any entity it wishes, regardless of the existence of territory or an established government."

The term recognition signifies the decision of an already existing state to treat another entity as a state. Recognition can be either express or implied and is usually retroactive in its effects. It doesn't necessarily signify a desire to establish or maintain diplomatic relations.

Sovereignty is a term that is frequently misused. Lassa Oppenheim said "There exists perhaps no conception the meaning of which is more controversial than that of sovereignty. It is an indisputable fact that this conception, from the moment when it was introduced into political science until the present day, has never had a meaning which was universally agreed upon." In the opinion of Justice Evatt of the High Court of Australia "sovereignty is neither a question of fact, nor a question of law, but a question that does not arise at all."

Although the term often includes broadly all institutions of government or rule—ancient and modern—the modern state system bears a number of characteristics that were first consolidated beginning in earnest in the 15th century, when the term "state" also acquired its current meaning. Thus the word is often used in a strict sense to refer only to modern political systems.

In casual usage, the terms "country", "nation", and "state" are often used as if they were synonymous; but in a more strict usage they can be distinguished:
  • Nation denotes a people who are believed to or deemed to share common customs, origins, and history. However, the adjectives national and international also refer to matters pertaining to what are strictly sovereign states, as in national capital, international law.

  • State refers to the set of governing and supportive institutions that have sovereignty over a definite territory and population.

Because terminology has changed over time and past writers often used the word "state" in a different ways it is difficult to accurately define the concept of state. Mikhail Bakunin used the term simply to mean a governing organization. Other writers used the term "state" to mean any law-making or law-enforcement agency. Karl Marx defined the state as the institution used by the ruling class of a country to maintain the conditions of its rule. According to Max Weber, the state is an organization with an effective monopoly on the use of legitimate violence in a particular geographic area. Fascists and some nationalist ideologies view the state as an organic body synonymous with the cultural construct of the nation.

Recognition

In international law, recognition is the acknowlegment of a new sovereign state by one or more states that are already a part of the international community. There are two traditional doctrines that provide interpretations of when a sovereign state should be recognized.

The first, the "constitutive" theory, was developed in the 19th century to define what is and is not a state. According to this theory, a state was sovereign if another sovereign state recognized it as such. Because of this, new states could not immediately become part of the international community or be bound by international law, and recognized nations did not have to respect international law in their dealings with them. In 1815 at the Congress of Vienna the Final Act only recognised 39 sovereign states in the European diplomatic system, and as a result it was firmly established that in future new states would have to be recognised by other states, and that meant in practice recognition by one or more of the great powers. One of the major criticisms of this law is the confusion caused when some states recognize a new entity, but other states do not. Hersch Lauterpacht, one of the theory's main proponents, suggested that it is a state's duty to grant recognition as a possible solution. However, a state may use any criteria when judging if they should give recognition and they have no obligation to use such criteria. Many states may only recognize another state if it is to their advantage.
By contrast, the "declarative" theory defines a state as a person in international law if it meets the following criteria: 1) a defined territory; 2) a permanent population; 3) a government and 4) a capacity to enter into relations with other states. According to declarative theory, an entity's statehood is independent of its recognition by other states. The declarative model was most famously expressed in the 1933 Montevideo Convention.

De facto and de jure states


Most sovereign states are states de jure and de facto (i.e. they exist both in law and in reality). However, sometimes states exist only as de jure states in that an organisation is recognised as having sovereignty over and being the legitimate government of a territory over which they have no actual control. Many continental European states maintained governments-in-exile during the Second World War which continued to enjoy diplomatic relations with the Allies, notwithstanding that their countries were under Nazi occupation. A present day example is the Sovereign Military Order of Malta, which is a United Nations observer, has bi-lateral diplomatic relations with 104 states, while having no territory and possessing only extraterritorial areas (i.e. embassies and consulates). Other states may have sovereignty over a territory but lack international recognition, these are de facto states only. Somaliland is commonly considered to be such a state. For a list of entities that wish to be universally recognized as sovereign states, but do not have complete worldwide diplomatic recognition, see the list of states with limited recognition.

See also

 
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